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CCPS: Valuation Cap with Discount

Term Sheet: Pre-Seed Round 2-A


INVESTMENT OPPORTUNITY SUMMARY

Company: OX Agry Private Limited

Stage: Pre-Seed

Funding Goal: ₹2 Crore

Target ROI: 30% to 300%+ p.a. (1.6x to 7x+ over 2 years)

Investment Timeline: December 31, 2025


SHARE CAPITAL STRUCTURE

Pre-Investment Structure

ParameterAuthorizedPaid Up
Equity Capital₹10,00,000 (10,00,000 shares)₹1,00,000 (1,00,000 shares - Founders)
CCPS Capital₹2,00,00,000 (2,00,00,000 shares)Nil
Total₹2,10,00,000₹1,00,000

Face Value: ₹1 per share | Founder Ownership: 100%

Post-Investment Structure (After ₹2 Cr CCPS Issue)

ShareholderEquity SharesCCPSTotal Investment
Vijay Maniraj99,500-₹99,500
Maniraj Karuppusamy500-₹500
CCPS Investors-2,00,00,000₹2,00,00,000
Total1,00,0002,00,00,000₹2,01,00,000

KEY INVESTMENT TERMS

ParameterDetails
Security TypeCCPS (Compulsory Convertible Preference Shares)
CCPS VariantValuation Cap with Discount
Face Value₹1 per CCPS
Issue Price₹1 per CCPS (at face value, no premium)
Minimum Investment₹1 lakh (1,00,000 CCPS)
Maximum per Investor₹1 crore (1,00,00,000 CCPS)
Total CCPS Available2,00,00,000 shares
Valuation Cap₹100 Crore
Discount Rate30%
Conversion CutoffDecember 31, 2027

CONVERSION MULTIPLIER STRUCTURE

First Come, First Serve Basis

TrancheInvestment LevelCCPS ReceivedConversion MultiplierEquity per ₹1L (at cap)
Tranche 1First ₹50 Lakh1,00,000 per ₹1L1.5x15 shares
Tranche 2Next ₹50 Lakh1,00,000 per ₹1L1.33x13.3 shares
Tranche 3Final ₹1 Crore1,00,000 per ₹1L1.25x12.5 shares

Note: All CCPS issued at ₹1 face value (fully legal). The bonus benefit is applied as a conversion multiplier at the time of conversion.

Shared Pool: Only ₹2 Crore total across both CCPS variants. Tranche allocation is first-come, first-served regardless of chosen variant (Valuation Cap with Discount or Growth Rate).

Early investors get significantly better terms.


CONVERSION MECHANICS

Understanding the Conversion

CCPS are issued at ₹1 face value. At conversion, the number of equity shares the investor receives is calculated based on the Valuation Cap or Discount, whichever gives more shares.

Conversion Formula

Equity Shares = Investment Amount / Conversion Price

Where Conversion Price = LOWER of:
- Cap Price = Valuation Cap / Pre-Conversion Equity Shares
- Discounted Price = (Future Valuation × 70%) / Pre-Conversion Equity Shares

Pre-Conversion Equity Shares = 1,00,000 (Founder shares)

Base Calculation (at ₹100 Cr Cap)

ParameterCalculation
Valuation Cap₹100 Crore
Pre-Conversion Equity Shares1,00,000
Cap Price per Equity₹100 Cr / 1,00,000 = ₹10,000
₹1 Lakh Investment1,00,000 CCPS
Converts to (at cap)₹1,00,000 / ₹10,000 = 10 Equity Shares
Conversion Ratio10,000 CCPS : 1 Equity Share

Breakeven Point

Discount Price = Cap Price
Future Valuation × 70% = ₹100 Cr
Future Valuation = ₹142.86 Cr
  • Below ₹142.86 Cr: DISCOUNT is better (gives more shares)
  • Above ₹142.86 Cr: CAP is better (gives more shares)

ANTI-DILUTION PROTECTION GUARANTEE

Investment is Protected by the BEST of Valuation Cap or Discount Rate Options.

Conversion Scenarios for ₹1 Lakh Investment (1,00,000 CCPS)

Includes dilution from total ₹2 Cr CCPS conversion. Actual dilution may be lower if round is not fully subscribed.

Future ValuationBetter OptionConv. PriceSharesPost-Conv SharesOwnershipShare ValueReturn
₹25 CrDiscount (₹17.5 Cr)₹1,75057.141,11,4290.051%₹1,28,2051.28x
₹50 CrDiscount (₹35 Cr)₹3,50028.571,05,7140.027%₹1,35,1351.35x
₹70 CrDiscount (₹49 Cr)₹4,90020.411,04,0820.0196%₹1,37,2551.37x
₹100 CrDiscount (₹70 Cr)₹7,00014.291,02,8570.0139%₹1,38,8891.39x
₹142.86 CrEqual₹10,00010.001,02,0000.0098%₹1,40,0561.40x
₹200 CrCap (₹100 Cr)₹10,00010.001,02,0000.0098%₹1,96,0781.96x
₹300 CrCap (₹100 Cr)₹10,00010.001,02,0000.0098%₹2,94,1182.94x
₹500 CrCap (₹100 Cr)₹10,00010.001,02,0000.0098%₹4,90,1964.90x

Share Value Calculation Formula

Share Value = (Investor Shares / Total Post-Conversion Shares) × Future Valuation

Total Post-Conversion Shares = 1,00,000 + (Total CCPS Investment / Conversion Price)

Key Observations

  1. Discount range (up to ₹142.86 Cr): Returns stay around 1.28x to 1.40x
  2. Cap range (above ₹142.86 Cr): Returns scale with valuation growth
  3. Minimum return: ~1.28x (at lower valuations with discount)
  4. Upside unlimited: Returns grow proportionally above ₹142.86 Cr

With Conversion Multiplier

TrancheMultiplierMinimum ReturnAt ₹200 CrAt ₹500 Cr
Tranche 11.5x1.92x2.94x7.35x
Tranche 21.33x1.70x2.61x6.52x
Tranche 31.25x1.60x2.45x6.13x

Multiplier applied at conversion, significantly boosting returns for early investors.


CONVERSION TERMS & TRIGGERS

Conversion: At the time of a Qualified Financing (next priced round), the CCPS will convert using the better of:

  • The valuation cap (₹100 Cr), OR
  • A 30% discount on the next round's valuation

Conversion Triggers

TriggerDescriptionConversion Timeline
Qualified FinancingNext priced round (₹10 Cr+ raise, ₹100 Cr+ pre-money)Within 30 days of round close
Liquidity EventIPO, acquisition, or mergerImmediately before event
DeadlineDecember 31, 2027 (if no other trigger)Within 90 days (by March 31, 2028)

Note: Unpriced rounds (CCPS, convertible notes) do not trigger conversion.


Wind Up / Liquidation Scenario

In case of company wind up or liquidation, CCPS will NOT convert to equity. Instead, CCPS holders are protected through liquidation preference.

Payment Priority (Waterfall)

1. Insolvency resolution costs

2. Workmen dues (24 months) + Secured creditors (pari passu)

3. Employee dues (12 months)

4. Government dues (taxes - 2 years)

5. Unsecured creditors

6. CCPS Holders (Preference Shareholders) ← You are here

7. Equity Shareholders (Founders)

What CCPS Holders Receive

ComponentCalculation
PrincipalOriginal investment amount
Interest18% p.a. simple interest from date of investment
Total PreferencePrincipal + Interest

Example: ₹1 Lakh invested for 2 years

Principal:  ₹1,00,000
Interest: ₹1,00,000 × 18% × 2 = ₹36,000
Total: ₹1,36,000 (Liquidation Preference)

If Assets Are Insufficient

ScenarioCCPS Holders Receive
Assets > All liabilities + CCPS preferenceFull preference amount
Assets < CCPS preference (but > unsecured creditors)Pro-rata share among CCPS holders
Assets < Unsecured creditorsNothing (after priority creditors paid)

Process Timeline

StepTimeline
Liquidator appointedDay 0
Asset valuation30-60 days
Creditor claims60-90 days
Asset sale90-180 days
Distribution to CCPS holdersAfter creditors paid
Final dissolution6-12 months

Key Protections

  • CCPS holders rank above equity shareholders
  • No conversion to equity (preserves preference rights)
  • Interest compensation for time value of money
  • Pari passu (equal ranking) among all CCPS holders

Qualified Financing Definition

A priced funding round where:

  • Minimum raise: ₹10 Crore
  • Pre-money valuation: ₹100 Crore or more

Maximum Conversion Timeline

  • Deadline: December 31, 2027

If No Qualified Financing by Deadline:

Professional Valuation Process:

  • Valuation: The company will engage an IBBI-registered valuer or SEBI-registered Category-I merchant banker or qualified Chartered Accountant for professional valuation
  • Timeline: Professional valuation and conversion to be completed within 90 days of the deadline (by March 31, 2028)

Delay Penalty:

  • If conversion is not completed by March 31, 2028, penalty interest of 12% per annum (simple interest) will accrue on the original investment amount
  • Penalty interest accrues from April 1, 2028 until conversion is completed
  • Penalty amount will be added to the conversion value, increasing the number of shares investor receives

Example (₹1L investment, 1 year delay):

Principal:        ₹1,00,000
Penalty (1 year): ₹1,00,000 × 12% × 1 = ₹12,000
Total Conversion: ₹1,12,000 (converted at cap/discount price)

Conversion Terms:

  • Conversion Basis: Professional valuation with 30% discount OR ₹100 Cr valuation cap (whichever is better for the investor)
  • Share Calculation: Conversion price calculated on pre-conversion equity shares (1,00,000)
  • New Equity Issuance: New equity shares will be issued to CCPS holders upon conversion
  • Conversion Structure: CCPS converts to equity shares with standard voting rights (1 share = 1 vote)
  • One-Time Conversion: The conversion will happen only once
  • DVR Compatibility: The Company may implement Differential Voting Rights (DVR) for founder shares in the future, subject to eligibility under Companies Act, 2013. This is disclosed upfront for transparency.
  • Liquidity Events: Automatic conversion to equity shares in case of acquisition, merger, or IPO
  • Corporate Actions: Conversion ratios automatically adjust for stock splits, bonus issues, and share consolidations to preserve economic value

Post-Conversion Terms

  • All CCPS protection terms become void upon conversion
  • Converted shares carry same rights, risks, and obligations as regular equity shares
  • Standard shareholder rights apply equally to all equity holders

POST-CONVERSION SHARE STRUCTURE

Example: At ₹100 Cr Valuation (Full ₹2 Cr CCPS Conversion)

ShareholderPre-ConversionEquity on ConversionPost-ConversionOwnership %
Founders1,00,000 equity-1,00,00097.22%
CCPS Investors2,00,00,000 CCPS2,857 new equity2,8572.78%
Total--1,02,857100%

Example: At ₹200 Cr Valuation (Cap Applied)

ShareholderPre-ConversionEquity on ConversionPost-ConversionOwnership %
Founders1,00,000 equity-1,00,00098.04%
CCPS Investors2,00,00,000 CCPS2,000 new equity2,0001.96%
Total--1,02,000100%

USE OF FUNDS

AllocationAmountPurpose
50% - Operations₹1 CrTeam expansion, infrastructure, market scaling
35% - Technology₹70 LR&D, Digital platform enhancement, new features
10% - Marketing₹20 LCustomer acquisition, brand building
5% - Reserves₹10 LWorking capital and contingencies

INVESTOR RIGHTS & PROTECTIONS

Governance Rights

  • Quarterly investor calls with management
  • Annual business plan review

Liquidity Rights

  • Pro-rata participation in future rounds (up to 2x original investment) - Optional
  • Tag-along rights on founder share sales
  • Drag-along rights for majority-approved exits
  • Right of first refusal (ROFR) on share transfers

Liquidation Preferences

  • Priority: CCPS holders receive liquidation preference equal to investment amount + 18% p.a. simple interest from date of investment
  • Participation: Non-participating preference (choose between preference or pro-rata)
  • Ranking: Senior to all common equity, pari passu among CCPS holders

CCPS CHARACTERISTICS

ParameterDetails
Dividend0.001% per annum, non-cumulative
ParticipationNon-participating in surplus assets
ConversionCompulsorily convertible (max 20 years)
PaymentFully paid-up at allotment
TransferTransferable per company rules

RISK FACTORS

Investment Risks:

  • Early-stage company with execution risks
  • Market adoption and competition risks
  • Technology and regulatory risks
  • General startup and liquidity risks

Mitigation Factors:

  • Experienced team with proven track record
  • Strong existing customer base and revenue
  • Multiple revenue streams and partnerships
  • Conservative financial projections

This is a high-risk, high-reward investment suitable for risk-aware investors


REFERRAL PROGRAM

Earn 10% share rewards by referring investors. See Referral Program for details.


NEXT STEPS

Investment Process

StepActionDetails
1Schedule Discussion15-minute call with founder for clarifications
2Submit LOIEmail to investments@oxagry.com to secure allocation
3Due DiligenceReview detailed company information (optional)
4Complete InvestmentExecute agreements and transfer funds

Contact Information

Company Details

  • Legal Name: OX Agry Private Limited
  • CIN: U01100TN2022PTC149276
  • GSTIN: 33AADCO6794P1ZO

CONFIDENTIALITY & DISCLAIMERS

Non-Binding: This term sheet is non-binding and intended solely to outline the proposed terms of investment. A formal CCPS agreement will be executed to finalize the transaction.

Confidential Information: This term sheet contains confidential and proprietary information. Please maintain confidentiality and do not share without permission.

Forward-Looking Statements: This document contains forward-looking statements about future performance. Actual results may vary significantly from projections.

Investment Advice: This is not investment advice. Please consult your financial advisor and conduct your own due diligence before investing.

Legal Documentation: This term sheet is for discussion purposes only. Final terms will be governed by legally binding subscription agreements.

Governing Law: This Term Sheet and resulting CCPS agreement shall be governed by the laws of India.


Document Version: 2.0.0

Issue Date: December 2025

Validity Period: 45 days from issue date

Last Updated At: December 2025


© 2025 OX Agry Private Limited. All rights reserved.